Home/Knowledge Base/Clearing Agreement
Financial & TaxID: kb-fin-052

Clearing Agreement

Agreement between an introducing broker and a clearing firm.

Added: March 2, 2026
Applicable: Universal

Detailed Explanation

A Clearing Agreement is a contract between an introducing broker (who deals directly with clients) and a clearing broker (who handles the back-office execution and settlement of trades). It delineates responsibilities for trade confirmation, margin lending, custody of assets, and regulatory reporting.

Tags

#clearing#settlement#back office#brokerage

Applicable Countries